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United States securities law
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11	JMB_Insurance_(4C)LogoReverse Add to Reading List Source URL: www.jmbins.com Language: English - Date: 2016-05-23 17:42:06 Economy Finance Money Self-regulatory organizations United States securities law Investment Insurance Securities Investor Protection Corporation Financial Industry Regulatory Authority Risk
12	2013 Annual Report Reinsurance Group of America, Incorporated ® Add to Reading List Source URL: www.rgare.com Language: English - Date: 2015-05-19 00:31:05 Insurance SEC filings Economy Types of insurance Reinsurance companies Business United States securities law Reinsurance Group of America Regulation S-K Forward-looking statement Form 10-K Reinsurance
13	Independent Accountants’ Report on Applying Agreed-Upon Procedures Related to An Entity’s Claim of Exclusion from Membership in SIPC To the Directors of ______________________________ Add to Reading List Source URL: www.sipc.org Language: English - Date: 2016-05-06 15:57:45 Economy Finance United States securities law Self-regulatory organizations Investment Securities Investor Protection Corporation Corporate crime U.S. Securities and Exchange Commission
14	NOTICE OF REQUEST FOR PUBLIC COMMENTS REGARDING PROPOSED REVISIONS TO NASAA CORPORATION FINANCE STATEMENTS OF POLICY April 1, 2016 The Corporation Finance Section of the North American Securities Administrators Associati Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-04-01 14:44:59 United States securities law Finance Economy Money North American Securities Administrators Association Regulation A Securities offering
15	NASAA MODEL NOTICE FILING RULE FOR REGULATION A-TIER 2 OFFERINGS Adopted May 15, 2016* Note: The text of the model rule set forth below is intended to provide model language that states may adopt to require notice filing Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-05-26 12:00:00 U.S. Securities and Exchange Commission United States securities law SEC filings Economy 73rd United States Congress Finance New Deal Crowdfunding Regulation A Securities Act Security Regulation S-K
16	Stock Code: 2892 Handbook for the 2016 Annual Shareholders’ Meeting (Summary Translation) Meeting Time: 9:00 am, Friday, June 24, 2016 Add to Reading List Source URL: ir.firstholding.com.tw Language: English - Date: 2016-06-05 23:33:18 Economy Finance Money Corporate finance Corporate law Equity securities Dividends Management Retained earnings United States corporate law Reserve Executive compensation
17	RAISING CAPITAL: OVERVIEW OF REGISTRATION OF SECURITIES OFFERINGS AND EXEMPTIONS FROM REGISTRATION July 2015 Overview Add to Reading List Source URL: www.azcc.gov Language: English - Date: 2015-07-06 11:26:17 Finance Economy U.S. Securities and Exchange Commission Money United States securities law Crowdfunding 73rd United States Congress Stock market Regulation D Regulation A Securities Act Securities Exchange Act
18	Microsoft Word - FINAL AS FILED bridgford_10Kdocx Add to Reading List Source URL: www.bridgford.com Language: English - Date: 2015-09-04 12:55:05 SEC filings Economy Auditing Regulation S-K United States securities law Asda Business The Co-operative Group Food safety Retail Product recall Form 10-K
19	BATS BZX EXCHANGE, INC. RULES OF BATS BZX EXCHANGE, INC. (Updated as of August 5, 2016) TABLE OF CONTENTS Add to Reading List Source URL: www.batsoptions.com Language: English - Date: 2016-08-23 11:25:31 United States securities law U.S. Securities and Exchange Commission Stock market Finance Economy 73rd United States Congress Securities Exchange Act Federal Rules of Civil Procedure Regulation NMS Day trading Money Regulation S-X
20	Statement Of Stephen P. Harbeck President and Chief Executive Officer To The House Financial Services Committee Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 Economy Finance Money Investment Securities Investor Protection Corporation United States securities law Madoff investment scandal Corporate crime Bernard Madoff Securities Investor Protection Act MF Global DoddFrank Wall Street Reform and Consumer Protection Act